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Job position: 合规管理岗, Baotou, Inner Mongolia, CN, China

岗位描述. 岗位职责. 1 落实公司各项合规管理制度 对营业部开展的新业务或新业务模式进行合规初审 出具合规审核意见. 2 落实公司各项风险管理制度 完成各项监管协同工作. 3 配合分公司或营业部处理客户投诉 诉讼 风险事件和重大违规事项的处置处理 并按要求履行报告职责. 4 定期开展营业部日常工作合规检查或专项业务合规检查 并出具工作改进建议书. 5 负责......

Job Location: Baotou, Inner Mongolia, CN

Salary: unavailable

Company: Huatai Securities

Job date: 14 Nov 2017
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